To amend the Sarbanes-Oxley Act of 2002 to exclude the audits of privately held, non-carrying brokers and dealers that are in good standing from certain requirements under title I of that Act, and for other purposes.
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Summary
Based on the bill's title, this measure would amend the Sarbanes-Oxley Act of 2002 to exempt audits of privately held, non-carrying brokers and dealers that meet good-standing criteria from certain requirements under Title I of that Act. The bill appears to reduce regulatory compliance burdens for a specific category of financial firms. Without access to the full text, the scope and specific requirements being modified cannot be determined.
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